Federal Register Vol. 91, No.186, September 28, 2026
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Congressional Record Volume 172, Issue 152, (September 24, 2026)
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Read original source →Federal Register Vol. 91, No.185, September 25, 2026
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Read original source →Congressional Record Volume 172, Issue 151, (September 23, 2026)
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Read original source →Federal Register Vol. 91, No.184, September 24, 2026
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Read original source →SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including a notable increase in the number of initial public…
Read original source →Federal Register Vol. 90, No.64, April 4, 2025
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Read original source →SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement
The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors, many of whom are current or…
Read original source →Federal Register Vol. 91, No.180, September 18, 2026
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Read original source →Congressional Record Volume 172, Issue 150, (September 22, 2026)
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Read original source →Federal Register Vol. 91, No.183, September 23, 2026
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Read original source →Congressional Record Volume 171, Issue 86, (May 21, 2025)
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Read original source →Congressional Record Volume 171, Issue 85, (May 20, 2025)
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Read original source →Congressional Record Volume 171, Issue 82, (May 15, 2025)
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Read original source →Congressional Record Volume 171, Issue 77, (May 8, 2025)
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Read original source →Congressional Record Volume 171, Issue 74, (May 5, 2025)
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Read original source →Congressional Record Volume 171, Issue 73, (May 1, 2025)
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Read original source →Congressional Record Volume 171, Issue 87, (May 22, 2025)
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Read original source →Federal Register Vol. 90, No.62, April 2, 2025
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Read original source →Federal Register Vol. 87, No.148, August 3, 2022
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Read original source →SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
Read original source →Congressional Record Volume 172, Issue 146, (September 16, 2026)
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Read original source →Congressional Record Volume 172, Issue 149, (September 21, 2026)
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Read original source →Federal Register Vol. 91, No.182, September 22, 2026
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Read original source →Federal Register Vol. 91, No.181, September 21, 2026
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Read original source →Congressional Record Volume 172, Issue 148, (September 18, 2026)
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Read original source →Congressional Record Volume 172, Issue 147, (September 17, 2026)
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Read original source →Congressional Record Volume 172, Issue 144, (September 14, 2026)
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Read original source →SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment
The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tokenized stocks.
Read original source →Congressional Record Volume 172, Issue 145, (September 15, 2026)
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Read original source →Federal Register Vol. 91, No.179, September 17, 2026
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Read original source →Federal Register Vol. 91, No.178, September 16, 2026
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Read original source →SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process
The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authority and intrudes into matters of state law.The Commission outlined…
Read original source →Federal Register Vol. 91, No.177, September 15, 2026
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Read original source →SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from filing or submitting the following in…
Read original source →Federal Register Vol. 91, No.176, September 14, 2026
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Read original source →Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened for a tabletop exercise on Sept. 3, 2026, to discuss certain…
Read original source →Congressional Record Volume 172, Issue 143, (September 10, 2026)
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Read original source →Federal Register Vol. 91, No.175, September 11, 2026
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Read original source →Federal Register Vol. 82, No.246, December 26, 2017
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Read original source →SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200…
Read original source →Congressional Record Volume 142, Issue 101, (July 10, 1996)
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Read original source →Federal Register Vol. 91, No.174, September 10, 2026
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Read original source →Congressional Record Volume 172, Issue 142, (September 8, 2026)
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Read original source →Federal Register Vol. 91, No.173, September 9, 2026
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Read original source →Congressional Record Volume 172, Issue 140, (September 3, 2026)
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Read original source →Congressional Record Volume 172, Issue 141, (September 4, 2026)
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Read original source →Federal Register Vol. 91, No.172, September 8, 2026
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Read original source →Federal Register Vol. 91, No.171, September 4, 2026
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Read original source →SEC Proposes Rescission of Political Contribution Rule for Investment Advisers
The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years…
Read original source →Federal Register Vol. 91, No.170, September 3, 2026
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Read original source →SEC Investor Advisory Committee to Host Sept. 10 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss artificial intelligence technologies in the public markets and the SEC’s…
Read original source →Congressional Record Volume 172, Issue 139, (September 2, 2026)
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Read original source →Congressional Record Volume 172, Issue 138, (September 1, 2026)
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Read original source →Federal Register Vol. 91, No.169, September 2, 2026
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Read original source →Congressional Record Volume 172, Issue 137, (August 31, 2026)
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Read original source →SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 10…
Read original source →SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme
The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that…
Read original source →Federal Register Vol. 91, No.168, September 1, 2026
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Read original source →SEC Proposes to Modernize Rules for Registered Transfer Agents
The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse…
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